"We are in our fourth year of working with Betsy Rathz and Horrigan Resources. Our relationship with Horrigan began when we needed assistance in the development and drafting of the Company’s compliance policies and procedures. Since then, they have returned annually to conduct mock SEC audits and annual reviews. This review process has greatly assisted us with the evolution of our compliance program as our firm has experienced tremendous growth. We interface with Betsy regularly on an 'on-call' basis with questions and concerns that arise about our compliance program and associated SEC regulations. Betsy is always very prompt, thorough and professional in her response and we couldn’t be happier with the level of service that she provides to us. Horrigan Resources is much more than a compliance consulting firm – they are reliable providers of work products and solutions that we can tap into on an 'as needed' basis."

Snow Capital Management L.P.
SEC-registered investment adviser
Sewickley, PA

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"Horrigan Resources has made a significant difference in the compliance practice of my firm. Their professionalism and attention to detail has allowed my firm to grow. I am able to concentrate on client retention and new asset acquisition with confidence that much of our compliance and 'best practices' concerns are being addressed by people that really understand this aspect of our business."

Chris English
President
Lumen Capital Management, LLC
Illinois registered investment adviser

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